In a series of sharing questions for Banking awareness, today I am sharing questions on SEBI.
Q1. SEBI stands for:
a) Securities and Exchange Bank of India
b) Securities and Exchange Board for Investment
c) Securities and Exchange Board of India
d) None of These
Q2. Headquarter of SEBI is located at:
a) New Delhi
b) Mumbai
c) Bangalore
d) None of These
Q3. SEBI was established in the year:
a) 1992
b) 1988
c) 1991
d) None of These
Q4. SEBI get its statutory powers on:
a) 17 April, 1992
b) 15 April, 1992
c) 12 April, 1992
d) None of These
Q5. Current Chairman of SEBI is:
a) Upendra Kumar Sinha
b) Arundhati Bhattacharya
c) Uday Dharamlingam
d) None of These
Q6. Which among the following complaints not dealt by SEBI:
a) Complaints falling under the purview of the regulatory bodies like RBI, IRDA, PFEDA, CCI, FMC etc.
b) Complaints regarding Pension Fund
c) Complaints regarding Commodities
d) All of Above
e) None of These
Q7. SCORES stands for:
a) SEBI Complaints Redress System
b) Special Complaints Redress System
c) Sources for Complaints Redress System
d) None of These
Q8. Upendra Kumar Sinha joined as a chairman of SEBI since:
a) 10 February, 2011
b) 18 February, 2011
c) 17 February, 2011
d) None of These
Q9. Basic functions of the Securities and Exchange Board of India is:
a) To protect the interest of investors in securities
b) To promote the development of securities market
c) To Regulate the securities market and all matters connected therewith or incidental thereto
d) All of the Above
e) None of These
Q10. SEBI has to be responsive to the needs of which of the following:
a) The Investors
b) The Issuers of Securities
c) The Market Intermediaries
d) All of the Above
e) None of These
Q11. Which of the following functions rolled into one body by SEBI:
a) Quasi Legislative
b) Quasi Judicial
c) Quasi Executive
d) All of the Above
e) None of These
Q12. SEBI conducts ______ and _______action in its executive function and it passes ruling and orders in its judicial capacity:
a) Efficient and Effective
b) Investigation and Enforcement
c) Regulation and Leadership
d) None of These
Q13. For the discharge of its functions efficiently, SEBI has been vested with which of the following powers:
a) Inspect the books of accounts and call for periodical returns from recognized stock exchanges
b) Inspect the book of accounts of a financial intermediaries
c) Compel certain companies to list their shares in one or more stock exchanges.
d) All of the Above
e) None of These
Q14. Which of the following term is incorrect:
a) Circuit Broker
b) Merchant Broker
c) Stabled Broker
d) None of These
Q15. The rolling cycle of T + 2 means, Settlement is done in______after trade date:
a) 2 Days
b) 2 Months
c) 2 Weeks
